Study programme 2021-2022Français
Regulatory Framework in the Financial Sector
Programme component of Master's in Business Engineering à la Warocqué School of Business and Economics

CodeTypeHead of UE Department’s
contact details
Teacher(s)
UW-M1-IGGEST-054-MCompulsory UEBAUWERAERTS JonathanW711 - Service de Comptabilité,Audit, Risk management et Entrepreneuriat
  • BAUWERAERTS Jonathan

Language
of instruction
Language
of assessment
HT(*) HTPE(*) HTPS(*) HR(*) HD(*) CreditsWeighting Term
  • Anglais
Anglais15600033.001st term

AA CodeTeaching Activity (AA) HT(*) HTPE(*) HTPS(*) HR(*) HD(*) Term Weighting
W-COGE-052Regulatory Framework in the financial Sector - AAEP93000Q1
W-COGE-053Regulatory Framework in the financial Sector - AAEHP63000Q1

Integrated test : there will be no assessment for each AA but a single assessment for the UE.
Programme component

Objectives of Programme's Learning Outcomes

  • Mobilise expertise in at least one area of management.
    • Master the principal decision-making processes of a company.
  • Professionally communicate and present original work both orally and in writing.
    • Present and structure data in a clear, precise, neutral, and non-oriented way.
  • Collaborate within a team and exercise leadership.
    • Contribute to the coordination and animation of a team, by putting in place the most effective means of collaboration in a given situation.
  • Prioritise responsible management practices.
    • Act in compliance with specific legislative frameworks.
  • In an active and integrated manner, master knowledge in the various fields of management and use them effectively in a professional context.
    • Integrate highly specialised knowledge in different fields of management.

Learning Outcomes of UE

After completing this course, students will be able to understand the regulatory context in which banks and insurance companies evolve, to apply regulation standards to banks and insurance companies, to calculate minimal solvency and liquidity requirements for banks and insurance companies and to take a critical look at the evolution of the regulatory framework in the financial sectors.

Content of UE

The growing role of financial institutions in the global economy has modified previous regulations, but often approaches used in previous regulations have been preserved. In order to understand the current regulatory environment of financial institutions, it is necessary to understand historical developments. This course will therefore adopt an historical perspective to explain the evolution of regulatory institutions and standards in the financial sectors.

Prior Experience

Not applicable

Type of Assessment for UE in Q1

  • Presentation and/or works
  • Oral examination

Q1 UE Assessment Comments

Work/presentation: 30%
Oral examination: 70%

The work will consist in the presentation of a specific regulatory standards of the financial sector.

The oral examination will cover theoretical and pratical aspects related to the application of regulatrory frameworks in the financial sector. 

Type of Assessment for UE in Q3

  • Oral examination

Q3 UE Assessment Comments

Oral examination: 100%

The oral examination will cover theoretical and pratical aspects related to the application of regulatrory frameworks in the financial sector. 

Type of Resit Assessment for UE in Q1 (BAB1)

  • N/A

Q1 UE Resit Assessment Comments (BAB1)

Not applicable

Type of Teaching Activity/Activities

AAType of Teaching Activity/Activities
W-COGE-052
  • Cours magistraux
W-COGE-053
  • Cours magistraux

Mode of delivery

AAMode of delivery
W-COGE-052
  • Face to face
W-COGE-053
  • From a distance

Required Reading

AA
W-COGE-052
W-COGE-053

Required Learning Resources/Tools

AARequired Learning Resources/Tools
W-COGE-052Not applicable
W-COGE-053Not applicable

Recommended Reading

AA
W-COGE-052
W-COGE-053

Recommended Learning Resources/Tools

AARecommended Learning Resources/Tools
W-COGE-052Not applicable
W-COGE-053Not applicable

Other Recommended Reading

AAOther Recommended Reading
W-COGE-052Not applicable
W-COGE-053Not applicable
(*) HT : Hours of theory - HTPE : Hours of in-class exercices - HTPS : hours of practical work - HD : HMiscellaneous time - HR : Hours of remedial classes. - Per. (Period), Y=Year, Q1=1st term et Q2=2nd term
Date de dernière mise à jour de la fiche ECTS par l'enseignant : 06/04/2021
Date de dernière génération automatique de la page : 06/05/2022
20, place du Parc, B7000 Mons - Belgique
Tél: +32 (0)65 373111
Courriel: info.mons@umons.ac.be